#1
24th November 2015, 08:11 AM
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SEBI MBA Notes
Hello sir will you please help me here to get the Lesson 17: Securities Exchange Board Of India (SEBI) MBA notes so that I can easily go through it?
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#2
24th November 2015, 08:14 AM
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Re: SEBI MBA Notes
As per your demand I will help you here to get the Lesson 17 MBA notes of Securities Exchange Board Of India (SEBI) so that you can have idea about it. Here is the notes of MBA Lesson 17 SEBI Introduction A few examples of malpractices in the primary market are as follows: a. Too many self style Investment Advisors and Consultants. b. Grey Market or unofficial premiums on the new issues. c. Manipulation of market prices before new issues are floated. d. Delay in allotment letters or refund orders or in despatch of share certificates. e. Delay in listing and commencement of trading in shares. A few examples of malpractices in the secondary Market are as follows: a. Lack of transperancy in the trading operations and prices charged to clients. b. Poor services due to delay in passing contract notes or not passing contract notes, at all. c. Delay in making payments to clients or in giving delivery of shares. d. Persistence of odd lots and refusal of companies to stop this practice of allotting shares in odd lots. e. Insider trading by agents of companies or brokers rigging and manipulating prices. Lesson 17 MBA notes of Securities Exchange Board Of India (SEBI) Address:- SEBI Plot No.C4-A,'G' Block, Bandra Kurla Complex, Bandra (East), Mumbai 400051 Phone:- +91-22-26449000 / 40459000 |