ICWA Course Detailed Information

Can you please provide here ICWA Course final exam detailed syllabus, please provide here???

[Arun Vats]

You are looking for ICWA Course final exam detailed syllabus, here I am giving here:

A. Capital Market Analysis ( 50 Marks)1. Introduction of Capital Market & Capital Market Instruments 10%
• Capital Market / Security Market
• Primary Market / New Issues / IPO Market
• Secondary Market / Stock Market / Stock Exchange
• Depositaries
• Private placements of shares / Buy back of shares
• CAPM vs Market Model
• Issue mechanism
• Forward Contract and future contracts
• Clearing mechanism

2. Capital & Financial Market Regulation 10%
• Financial System and Capital Market Instruments,
• SEBI – Regulation of Market and Control,
• Collective Investment Schemes, Depositories, Dematerialization of Securities,
• Regulation of banking & finance companies – role of Reserve Bank of India and Banking Ombudsmen; Regulation of Insurance sector by Insurance Regulation and Development Authority (IRDA),
• Cyber Law and regulation of e-commerce and electronic financial transactions,
• Contemporary issues and Development

3. Capital Market Analysis 30%
• Stock market efficiency;
• Risk and Return;
• Investment Analysis;
• Cost of Finance And Financing Structures;
• Capital Asset Pricing Model;
• Products on Stock Exchanges: Equity / Stock Markets, Basket Trading, Derivatives, Debt Markets- Retail and Wholesale, Interest Rate Futures, Exchange Traded Funds, Mutual Funds (Close Ended).
• Risk Management System: Capital Adequacy Requirements, Intra day Trading limits, Gross Exposure Limit, Margining Procedure.
• Derivatives Markets: Introduction to Options and Futures, Explanation of Market Terminologies, Pay-off Structure, Basic Trading Strategies, Weekly Options.
• Debt Markets: Debt Products traded in Stock Exchanges, Wholesale Debt Markets, and Retail Debt Markets.
• Commodity Market & Trading Corporate Actions: Bonus, Rights, Dividend, Buy Back etc., Regulations to be followed by the Corporates, Impact on the Shareholders.
• Portfolio Management » Basic Principle, Functions and Activities
» Factors effecting investment decision in portfolio management
» Investment strategy
» Portfolio theory
» Use of matrix approach in investment decisions

• Mutual Funds » Role of Mutual Fund in financial market
» Advantage of investment in mutual fund
» Regulations and operations
» Investors right and obligation

B. Corporate Law & Corporate Governance ( 50 Marks)
4. Corporate functionalism in the context of Companies Act & Corporate Laws 30%
• Introduction, Incorporation and its Consequences,
• Financial Structure and Membership,
• Management and Control of Companies,
• Inter-corporate loans, Investments, Guarantees and Security,
• Maintenance of Statutory Books/Registers and Filing of Returns,
• Winding-up,
• Joint Ventures,
• Corporate Accountability,
• Competition Act and Competition Commission,
• Information Act and its corporate implication, Emerging Issues and Concepts
• Merger and Acquisition
» Reason for merger acquisition
» Objective of acquisition
» Gain from merger
» Problem of merger and acquisition
» Issues related to Companies Act 1956, Industrial(Development & Regulation) Act, Sick Industrial (Special Provision) Act, Income Tax Act, SEBI Regulations
» Function of Court
» Reconstruction
» De-merger or division


5. Corporate Governance 20%
• Genesis, Narasimhan Committee and other Committee Recommendations on Corporate Governance,
• Effective Board of Directors and its role,
• Independent Directors and Audit Committee, Remuneration Committee, Nomination Committee;
• Evaluation of effectiveness of Internal Control-Management Accounting applications and Directors’ Responsibility Statement;
• Going Concern status-financial and other indicators, role of management audit, evaluation of going concern uncertainties;
• Related party transactions and disclosures;
• Project management audit and corporate governance;
• Relevance of Risk Evaluation and Risk management;
• Evaluation of key financial decisions and disclosures;
• Management Audit for investors’ protection in the context of Corporate Governance,
• Corporate Governance Norms as prescribed by SEBI,

For detailed syllabus here is attachment: