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7th March 2016, 08:34 AM
Super Moderator
 
Join Date: Apr 2013
Re: Securities and Exchange Board of India (Debenture Trustees)

As you want I am here telling you about the content included in of Securities And Exchange Board of India (Debenture Trustees) Regulations, 1993.

Securities And Exchange Board of India (Debenture Trustees) Regulations, 1993
Content :
CHAPTER I: PRELIMINARY


1. Short title and commencement

2. Definitions

2A. Power of the Board to issue clarifications

CHAPTER II: REGISTRATION OF DEBENTURE TRUSTEE
3. Application for grant of certificate

4. Furnishing of further information, clarification, etc.

5. Application to conform to the requirements

6. Consideration of application

7. Eligibility for being debenture trustee

8. Procedure for registration

9. Renewal of certificate

10. Procedure where registration is not granted

11. Effect of refusal to grant certificate or renew certificate

12. Payment of fees and the consequences of failure to pay fees

CHAPTER III: RESPONSIBILITIES AND OBLIGATIONS OF DEBENTURE TRUSTEES

13. Obligation before appointment as debenture trustees

13A. Debenture Trustee not to act for an associate

14. Obligation of the debenture trustees

15. Duties of the debenture trustees

16. Code of Conduct

17. Maintenance of books of accounts, records, documents etc.

17A. Appointment of Compliance Officer

18. Information to the Board

CHAPTER IV: INSPECTION AND DISCIPLINARY PROCEEDINGS

19. Board's right to inspect

20. Procedure for inspection

21. Obligations of debenture trustee on inspection by the Board

22. Submission of report to the Board

23. Action on inspection or investigation report

24. Appointment of Auditor

CHAPTER V: PROCEDURE FOR ACTION IN CASE OF DEFAULT

25. Liability for action in case of default

26. Suspension, cancellation of certificate

27. Manner of order of suspension and cancellation of certificate

28. Manner of holding inquiry

29. Show cause notice and order

30. Effect of suspension and cancellation of certificate of debenture trustee

31. Publication of order of suspension or cancellation

32. Appeal to the Securities Appellate Tribunal


Securities And Exchange Board of India (Debenture Trustees) Regulations, 1993







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