SEBI MBA Notes

Hello sir will you please help me here to get the Lesson 17: Securities Exchange Board Of India (SEBI) MBA notes so that I can easily go through it?

[Shaleen]

As per your demand I will help you here to get the Lesson 17 MBA notes of Securities Exchange Board Of India (SEBI) so that you can have idea about it.


Here is the notes of MBA Lesson 17 SEBI

Introduction

A few examples of malpractices in the primary market are as follows:

a. Too many self style Investment Advisors and Consultants.

b. Grey Market or unofficial premiums on the new issues.

c. Manipulation of market prices before new issues are
floated.

d. Delay in allotment letters or refund orders or in despatch of
share certificates.

e. Delay in listing and commencement of trading in shares.

A few examples of malpractices in the secondary Market are as
follows:

a. Lack of transperancy in the trading operations and prices
charged to clients.

b. Poor services due to delay in passing contract notes or not
passing contract notes, at all.

c. Delay in making payments to clients or in giving delivery of
shares.

d. Persistence of odd lots and refusal of companies to stop
this practice of allotting shares in odd lots.

e. Insider trading by agents of companies or brokers rigging
and manipulating prices.


Lesson 17 MBA notes of Securities Exchange Board Of India (SEBI)









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